Other Services

 


In addition to consulting, office inspections, compliance training, IMSA assessments,  licensing and registration, and credit risk management services, Ann Buffie & Associates, Inc. offers the following:

  • Record-keeping Reviews

  • Quality Reviews

  • Suitability Reviews

  • Expert Witness Testimony

  • Mystery Shopping

  • Industry Surveys

  • Compliance Due Diligence for Acquisitions and Product Offerings

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Ann Buffie And Associates
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