Office Inspection Services


Does your office to-do list seem endless? Ann Buffie & Associates can help you lighten your load and manage your staffing requirements.  Let our experienced personnel deliver timesaving office inspection services that include the following: 

  • NASD annual branch office inspections

  • Office of Supervisory Jurisdiction inspections

  • Surprise office inspections

  • Mock investment adviser inspections

  • Insurance agency inspections

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